中国神华能源股份有限公司[China ShenHua Energy Company Limited]

Publication Date:

Water Risk Ranking in the Coal Industry

#30

Total of 30 evaluated enterprises in the coal industry

Water Risk Score

45.2

Points out of 100

Water Use Risks

Operations-related

6
Proportion of business with high water demand

Coal power and coal-to-chemicals subsidiaries account for 30-54% of income
煤电+煤化工:43.12%

4
Water recycling & reuse and other water conservation measures

Disclosed indicators reflect effectiveness and results of water savings, such as the recycling and reuse rate of mining water or domestic wastewater, quantity of water saved, etc., but indicators have declined since the previous year
社会责任报告披露:“节约用水。2015 年,公司共享新鲜水 191.34 百万吨,火电业务单位发电水耗 0.73 千克 / 千瓦时;公司淡化海水 12.54 百万吨。其中,陆地地表水耗用量 128.16 百万吨,地下水 19.41 百万吨,自来水 40.85 百万吨,再生水和雨水等其他水28.8 百万吨。 公司积极推广保水采煤、电厂空冷、节水工艺等措施,保护水资源,降低水耗。截至 2015 年底,公司发电业务采用直接空冷技术的装机容量达 12,400 兆瓦,占公司燃煤机组总容量的 24%;其中,神东电力公司运营的 20 台矸石机组中有 18 台采用空冷设备,其全年发电新水用量 0.55 千克 / 千瓦时。”但矿井水复用率未达到行业标准。

Location-related

8
Proportion of business in water-scarce regions

Subsidiaries located in water-scare regions account for 75% of income or more, or account for 50-74% of income but with an upward trend (new projects)
基于wri中国基准水压力地图的新版本,约82%的收入来源于基准水压力等级为高、极高的地区

4
Water-use policies

50% or more of income derives from subsidiaries located in areas withone water-use policy stricter than national standards
煤炭业务主要位于内蒙古和陕西:内蒙古、浙江、安徽、辽宁均在一项上严于全国标准,超50%

Subtotal

22
Subtotal

Water Use Risks

Wastewater Discharge Risks

Operations-related

2
Proportion of business with a heavy wastewater pollution load

Subsidiaries engaged in coal mining and washing and/or coal-to-chemicalsaccount for less than 75% of overall income
煤炭开采洗选+煤化工:49.55%

2
Wastewater pollution reduction status and measures

Discloses performance indicators, such as COD or ammoniacal nitrogen, that reflect the effectiveness of water pollutant emissions reductions and performance indicators that have improved or remained the same over the previous year.
社会责任报告披露:“实现化学需氧量减排量 631 吨。 废水回用。公司结合四大业务的不同特点,强化各类废水的综合治理回用,提高废水综合利用效率。经处理后的废水主要用于矿井开采、煤炭洗选加工、电厂冷却、采场及道路降尘、绿化复垦、冲厕洗车等。2015 年,公司产生废水总量约 167.38 百万吨,综合利用量约 117 百万吨,综合利用率约 69.9%。”

Location-related

8
Proportion of business in regions with relatively poorwater quality

Subsidiaries located in regions with relatively poor water quality account for 75% or more of income, or account for 50-74% of income with an upward trend (new projects)
煤炭业务主要位于内蒙古(鄂尔多斯市):内蒙古(鄂尔多斯市)等水质较差,超75%,水质不达标率高于全国平均水平,水质较差

4
Wastewater policies

50% or more of income derives from subsidiaries located in areas with one wastewater policy stricter than the national standard
煤炭业务主要位于内蒙古和陕西:内蒙古、安徽均在一项上严于全国标准,占比最大

Subtotal

16
Subtotal

Wastewater Discharge Risks

Compliance Risks

Operations-related

6
Water-related supervision records and online monitoring

On average, one or more supervision record(s) for every five subsidiaries, butless than one supervision record for every two subsidiaries
共6条监管记录,20个下属企业,可通过绿色证券首页进行查询

3
Monetary value of water-related supervisory penalties

For all subsidiaries over the past three years, the ratio of the total sum of water-related environmental supervision penalties to costs is less than 0.0001%
处罚金额共计6.3万元,近三年营业成本为4643.23亿元,占比0.00001%

Location-related

0.8
Pollution Information Transparency Index (PITI)

50% or more of income derives from subsidiaries located in areas scoring 31 – 33 points on the PITI index
依据检索截止时最新城市污染源监管信息公开指数piti评价结果中“日常超标违规记录发布”评价项得分,设置对应城市内污染源信息公开系数,系数越小,信息公开程度越好;将下属企业对应系数的平均值作为上市公司对应的系数

Subtotal

7.2
Subtotal

Score for this section equals the total score of operations-related items in the compliance risk sectionmultiplied by the score for location-related risks