| Rank | Affiliated Enterprise | Listed Company | Stock Exchange | Stock Ticker Number | Ownership Stake
（%） | Violation Situation | Means of Punishment | Value of Fines(万) | Record Publication Date | 监管记录 |
|---|
| 1 |
Zhongtong Bus Co.,LTD |
ZTBH |
Shenzhen Stock Exchange (A) |
000957 |
100 |
未批先建 |
停产整治,罚款 |
5 |
2017-12-29 |
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| 2 |
Bozhou Huqiao Pharmaceutical Co., Ltd. |
XXZY |
Shenzhen Stock Exchange (A) |
300147 |
70 |
在城市禁燃区内存在未... |
查封扣押 |
|
2017-12-29 |
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| 3 |
Shijiazhuang Bai Po Zheng Yuan Chemical Fertilizer Co.,Ltd. |
YMCC |
Shanghai Stock Exchange (A) |
600691 |
70 |
2017年11月12日至18日... |
罚款 |
30 |
2017-12-19 |
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| 4 |
Guangzhou Yellow Ship Offshore Engineering Co., Ltd. |
COMEC |
Shanghai Stock Exchange (A) |
600685 |
100 |
2016年实际转移的废油... |
罚款 |
20 |
2017-12-26 |
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| 5 |
Baotou Aluminum Industry Co., Ltd. |
CHALCO |
Shanghai Stock Exchange (A) |
601600 |
100 |
涉嫌粉尘污染 |
罚款 |
6 |
2017-12-29 |
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| 6 |
Subei County Bolun Mining Co., Ltd. |
XSS |
Shanghai Stock Exchange (A) |
600117 |
70 |
实际产品产量超出申请... |
罚款 |
6 |
2017-12-21 |
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| 7 |
Shijiazhuang Zhengyuan Chemical Fertilizer Co.,Ltd. |
YMCC |
Shanghai Stock Exchange (A) |
600691 |
67.19 |
贮存的物料未采取有效... |
罚款 |
5 |
2017-12-18 |
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